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  2. James Langton

James Langton

Regulation

Appeal court dismisses advisor’s appeal in case involving Sun Life

June 3, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Regulation

Fed to unveil stress test results later this month

June 3, 2016 James Langton
Regulation

Regulators approve briefer quiet periods

June 2, 2016 James Langton
Regulation

SEC appoints cybersecurity senior advisor

June 2, 2016 James Langton
Industry

Ontario government passes legislation to create ORPP

June 2, 2016 James Langton
Industry applauds Sousa’s regulatory proposals
Industry

Clients more reliant on financial advisors, surveys find

June 2, 2016 James Langton
OSC reviews RESP providers
Industry

CPP reform for lower-income Canadians may be needed, industry suggests

June 2, 2016 James Langton
RBC predicts healthier growth for Canada this year
Industry

U.S. groups challenge fiduciary rule

June 2, 2016 James Langton
Regulation

ESMA assesses usefulness of distributed ledger technologies

June 2, 2016 James Langton
Industry

TA Associates completes acquisition of Russell Investments

June 2, 2016 James Langton
Regulation

RESP dealer employees plead guilty to misuse of confidential information

June 1, 2016 James Langton
Regulation

OSC seeks members for new Seniors Expert Advisory Committee

June 1, 2016 James Langton
Debt management the biggest priority for Canadians: BMO poll
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