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  2. James Langton

James Langton

Industry

Gender diversity at the top of financial services stalled

June 13, 2016 James Langton
Research and Markets

HSBC units settle with BCSC for charging clients excess fees

June 13, 2016 James Langton
Greater engagement with indigenous communities needed: SHARE
Regulation

IIROC calls for MRAC nominations

June 13, 2016 James Langton
People

FINRA names new CEO

June 13, 2016 James Langton
Trump carrying out a “behind-the-scenes” war on regulation: NBF report
Regulation

AMF creates fintech working group

June 13, 2016 James Langton
Rise of fintech includes many future risks, FSB says
People

Former CIBC vice chairman joins Warburg Pincus

June 13, 2016 James Langton
ASC orders former broker to pay more than $500,000 for violating securities laws
Regulation

OSC dismisses advisor’s appeal of IIROC sanctions

June 10, 2016 James Langton
Industry

Ontario court rejects suit brought by stock promoters

June 10, 2016 James Langton
Industry

IIAC steps up best interest fight

June 10, 2016 James Langton
Industry

Report highlights systemic issues at Canada Revenue Agency

June 10, 2016 James Langton
Regulation

Regulators approve IIROC rule consolidation

June 10, 2016 James Langton
Regulation

SEC offers US$17-million whistleblower reward

June 9, 2016 James Langton
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