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  2. James Langton

James Langton

Industry

Ontario court denies appeal from investor against WFG Securities

June 30, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Industry

J.P. Morgan launches internal fintech incubator

June 30, 2016 James Langton
Regulation

MFDA proposes minimum proficiency standards for reps to sell ETFs

June 30, 2016 James Langton
Regulation

Quebec regulators to reciprocate other jurisdictions’ enforcement sanctions

June 30, 2016 James Langton
Industry

Ontario woman charged with fraud and other securities violations

June 30, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Industry

Nasdaq completes ISE acquisition

June 30, 2016 James Langton
Industry

Financial services veterans appointed to the Order of Canada

June 30, 2016 James Langton
Industry

U.S. brokerage firms see drop in Q1 profits, revenue

June 30, 2016 James Langton
Regulation

Fed puts U.S. banks under scrutiny

June 29, 2016 James Langton
Industry

CIBC rating not affected by acquisition

June 29, 2016 James Langton
Industry

Update: IFIC opposes possible embedded-commission ban

June 29, 2016 James Langton
Top taxfilers see incomes rise
Regulation

OSFI releases new guidance for managing operational risk

June 29, 2016 James Langton
OSC compliance reviews continue to reveal deficiencies
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