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James Langton
James Langton
Regulation
Australian regulators issue report on enforcement of investor protection reforms
August 8, 2016
James Langton
Regulation
Deutsche Bank sanctioned over failure to supervise squawk boxes
August 8, 2016
James Langton
Regulation
FSB examining corporate governance
August 8, 2016
James Langton
Industry
IFIC calls on feds to improve access to registered plans
August 5, 2016
James Langton
Industry
Investors raise concerns about LSE/DB merger
August 5, 2016
James Langton
Regulation
No evidence liquidity deteriorated in corporate bond markets: IOSCO
August 5, 2016
James Langton
Markets
BoE’s actions to have limited impact: Fitch report
August 4, 2016
James Langton
Regulation
Barclays fined over back-office issues
August 4, 2016
James Langton
Industry
Fixed-income trading on the rebound
August 4, 2016
James Langton
Industry
Proposals set tougher standards for transfer agents dealing with CDS
August 4, 2016
James Langton
Regulation
FINRA issues warning on high-pressure sales calls
August 4, 2016
James Langton
Industry
TMX Group begins first phase of business integration initiative
August 3, 2016
James Langton
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