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  2. James Langton

James Langton

From the Regulators

FINTRAC fines credit union over compliance

June 10, 2025 James Langton
papers on a desk
From the Regulators

Bank reps, dealers in OSC’s compliance crosshairs

June 10, 2025 James Langton
Downtown Toronto buildings
Research and Markets

Global sovereign outlook downgraded: Fitch

June 10, 2025 James Langton
From the Regulators

Former U.S. fund manager sentenced for fraud

June 9, 2025 James Langton
Fraudster captured
Research and Markets

Cross-border monetary policy to diverge: CIBC

June 9, 2025 James Langton
CIBC sign on the north wall building
From the Regulators

Firms overcharged investors on small trades: NASAA

June 9, 2025 James Langton
Picking a dollar
News

FCA launches AI sandbox

June 9, 2025 James Langton
AI computer
News

Fortress Real investors settle with lawyers

June 9, 2025 James Langton
Judge looks at papers
From the Regulators

Ontario approves TCR rule for seg funds

June 9, 2025 James Langton
Couple reviewing their finances
Research and Markets

Uncertainty clouds outlook for U.S. alt managers

June 6, 2025 James Langton
Concept of a person with many questions
From the Regulators

FCA looks to lift ban on crypto ETNs

June 6, 2025 James Langton
Crypto money
Research and Markets

Easing capital rules a negative for big U.S. banks

June 6, 2025 James Langton
Wells Fargo claws back US$75 million from top execs in sales scandal
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