James Langton

Industry

IFIC supports MFDA’s proposed proficiency standard for reps to sell ETFs

September 29, 2016 James Langton
Regulation

SEC fines UBS US$15 million for inadequate training

September 28, 2016 James Langton
Regulation

Large issuers leading the way in gender diversity, CSA finds

September 28, 2016 James Langton
The wealthy can help empower women: UBS report
Industry

IIAC looking into whether standards for fixed-income trading are warranted

September 28, 2016 James Langton
Ottawa considers issuing ultra-long bonds
Regulation

EBA publishes final guidelines on remuneration of sales staff

September 28, 2016 James Langton
Regulation

SEC to host fintech innovation forum

September 28, 2016 James Langton
Research and Markets

Immigration fuels Canada’s population growth

September 28, 2016 James Langton
Industry

PMAC favours existing fiduciary duty for discretionary management, opposes new standard

September 28, 2016 James Langton
FAIR Canada not in favour of regulators’ stance on best interest standard
Regulation

IIROC receives authority in PEI to enforce regulatory settlement

September 27, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Regulation

OSC to launch fintech innovation hub

September 27, 2016 James Langton
Rise of fintech includes many future risks, FSB says
Regulation

CSA puts focus on cybersecurity

September 27, 2016 James Langton
New York boosts cybersecurity
Regulation

Final guidance introduced for tackling financial inclusion

September 27, 2016 James Langton