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  2. James Langton

James Langton

Regulation

NSSC issues alert on binary options trading platform

October 14, 2016 James Langton
Regulation

SEC steps up regulation of U.S. asset-management business

October 13, 2016 James Langton
Industry

Ontario appeal court finds against Donald Trump and business partners

October 13, 2016 James Langton
Research and Markets

World’s billionaires suffered decline in net worth in 2015

October 13, 2016 James Langton
Ottawa urged to step up fight against tax cheats
Regulation

IIROC proposes new rules on best execution

October 13, 2016 James Langton
Regulation

MFDA hearing panel bans, fines rep for charging clients additional fees

October 13, 2016 James Langton
Regulation

SEC imposes US$9.5 million penalty on Deutsche Bank Securities

October 13, 2016 James Langton
Research and Markets

Report calls on regulators to improve Canada’s insider filing system

October 12, 2016 James Langton
Not reporting an E&O claim could have negative consequences
Industry

Fitch endorses new mortgage and tax rules

October 12, 2016 James Langton
OSFI proposes new capital requirements for mortgage insurers
Regulation

Fund rep banned, fined over exempt-market losses

October 12, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Regulation

Global banking regulators revise loss absorbing rules

October 12, 2016 James Langton
Front Page

IIROC seeks power to collect fines

October 12, 2016 James Langton
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