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James Langton
James Langton
Regulation
IIROC grants CRM2 reporting exemptions to certain firms
January 10, 2017
James Langton
Special Reports
CSA launches consultation on banning embedded commissions
January 10, 2017
James Langton
Regulation
NSSC issues cease trade order against former mutual fund salesperson
December 23, 2016
James Langton
Products
Mutual fund net sales rise in November: IFIC
December 22, 2016
James Langton
Regulation
IIROC seeks members for new advisory committee on proficiency issues
December 22, 2016
James Langton
Research and Markets
TSX proposes trading service for U.S.-listed securities
December 22, 2016
James Langton
Regulation
New guidance from OSC on mutual fund-sponsored sales conferences
December 22, 2016
James Langton
Regulation
MFDA receives client complaints about proprietary products
December 22, 2016
James Langton
Regulation
OSC reviews RESP providers
December 22, 2016
James Langton
Research and Markets
Bloomberg updates currency index methodologies
December 22, 2016
James Langton
Research and Markets
Default rate will decline in 2017: Moody’s
December 22, 2016
James Langton
Front Page
Regulation: Conflicts still persist
December 22, 2016
James Langton
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