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  2. James Langton

James Langton

Regulation

OSC issues alert on binary options schemes using Kevin O’Leary’s image

January 30, 2017 James Langton
New Brunswick regulator reports increase in suspected fraud
Regulation

B.C. insurance regulator cancels life agent’s licence

January 30, 2017 James Langton
Regulation

CSE on CSA’s latest list of fully “protected” marketplaces

January 30, 2017 James Langton
Industry

VersaBank, PWC Capital merger receives regulatory approval

January 30, 2017 James Langton
Product

AGF launches suite of actively managed ETFs

January 30, 2017 James Langton
Echelon, BLG team up to create “capital pool company”
Regulation

Former Wall Street trader convicted of securities fraud

January 27, 2017 James Langton
Regulation

SEC sanctions Citigroup for overbilling certain advisory clients

January 26, 2017 James Langton
Regulation

CSA cuts trading fee cap on domestic securities

January 26, 2017 James Langton
Regulation

New CSA protocols aim to enhance the integrity of the proxy voting process

January 26, 2017 James Langton
BMO GAM’s Ross Kappele elected IFIC chairman
Regulation

OSC names inaugural members to Fintech Advisory Committee

January 26, 2017 James Langton
Rise of fintech includes many future risks, FSB says
Markets

Global credit ratings weaker for 2017

January 26, 2017 James Langton
Regulation

Canadian sentenced to jailed in the U.S. for role in fraud scheme

January 25, 2017 James Langton
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