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James Langton

From the Regulators

Issuers start moving to semi-annual reporting

April 9, 2026 James Langton
Businessman holding tablet with graphs
From the Regulators

Insider rules apply to single-stock vehicles: CSA

April 9, 2026 James Langton
Adoption of big regulatory changes must avoid unintentional harm
From the Regulators

Ontario tribunal bans B.C. man under U.S. sanctions

April 9, 2026 James Langton
Businessman shamed
From the Regulators

Supreme Court denies leave for rep’s challenge

April 9, 2026 James Langton
Court decision, Justice
From the Regulators

SEC names new enforcement chief

April 9, 2026 James Langton
New leader
From the Regulators

SEC sanctions FTX audit lead

April 9, 2026 James Langton
Court settlement
From the Regulators

Ex-advisor lands in jail for Ponzi scheme

April 8, 2026 James Langton
businessman behind bars
From the Regulators

CIRO seeks to tackle persistent policy challenges

April 8, 2026 James Langton
priority
From the Regulators

SEC enforcement drop is a feature, not a bug

April 8, 2026 James Langton
old way, new way
From the Regulators

ASIC steps up fight against AI-powered scams

April 8, 2026 James Langton
OSC issues alert on binary options schemes using Kevin O’Leary’s image
From the Regulators

Broker not on the hook for misplaced inheritance

April 7, 2026 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

U.S. advisor pleads guilty in US$160-million fraud

April 7, 2026 James Langton
Stealing money
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