James Langton

Regulation

Bridging execs rebuffed by court and tribunal

May 17, 2023 James Langton
Judge looks at papers
Regulation

ESMA seeks to curb investors’ fund costs

May 17, 2023 James Langton
Europe stacks
Research and Markets

Foreign investors reduce Canadian holdings: StatsCan

May 17, 2023 James Langton
Stack of bills
Research and Markets

Scotia sees rate hikes resuming as early as June

May 16, 2023 James Langton
Wooden blocks with percentage sign and arrow up, financial growth, interest rate increase, inflation concept
Regulation

Inching toward RegTech innovation

May 16, 2023 James Langton
a woman looking at her computer
Regulation

Advisor chargebacks need robust controls, regulators say

May 15, 2023 James Langton
rules and regulations
Markets

Reduced bank deposits are both cause and effect of weaker lending activity, report says

May 15, 2023 James Langton
Businessman putting a US dollar coin into a bank stock illustration
Regulation

Rep used fake account, loans to steal from client

May 12, 2023 James Langton
Regulation

IOSCO issues new guidance for ETF regulation

May 12, 2023 James Langton
Extreme closeup of an annual report -- based on the "portfolio facts," the fund is a 100% stock mutual fund
Regulation

FINRA to firm: Get out!

May 12, 2023 James Langton
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo
Research and Markets

Household financial pressures growing: Fitch

May 12, 2023 James Langton
Regulation

Decision that put certain investors at head of line in Bridging receivership faces appeal

May 12, 2023 James Langton