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James Langton
James Langton
From the Regulators
Firm tossed, broker charged for “Gold Star” churning
July 7, 2023
James Langton
News
Ruling protects accredited investors’ privacy
July 7, 2023
James Langton
News
Regulators ponder new benchmark
July 7, 2023
James Langton
News
No more pencils, no more books: CIRO proposes nixing courses in new proficiency model
July 7, 2023
James Langton
Research and Markets
Canadian equity deals slump in first half: Refinitiv
July 6, 2023
James Langton
News
AMF taps top civil servant as new chief
July 6, 2023
James Langton
News
Fund managers falling short on liquidity, U.K. regulator warns
July 6, 2023
James Langton
News
So far so good for crypto funds, but CSA flags risks
July 6, 2023
James Langton
News
CFDs are securities, court agrees
July 5, 2023
James Langton
News
FCA shines a light into bond markets
July 5, 2023
James Langton
From the Regulators
Industry proposes code for ESG ratings, data
July 5, 2023
James Langton
From the Regulators
Global regulators target investment funds’ liquidity issues
July 5, 2023
James Langton
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