James Langton

From the Regulators

SEC sanctions bankrupt crypto lender

March 19, 2024 James Langton
cryptocurrencies
From the Regulators

FINRA fines firm over finfluencers

March 19, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

FSRA’s proposed guidance on life agent suitability a good first step

March 11, 2024 James Langton
News

Binding dispute resolution a bitter pill for industry to swallow

March 11, 2024 James Langton
see-saw with king chess piece and pawns
From the Regulators

Boiler room broker gets five years in prison

March 8, 2024 James Langton
Research and Markets

Banks face array of shareholder proposals

March 8, 2024 James Langton
Modern Keyboard Button with Vote Icon - Online Voting and Election Concept
From the Regulators

CIRO panel sanctions fund rep over conflicts

March 8, 2024 James Langton
From the Regulators

ASC dismisses enforcement allegations

March 8, 2024 James Langton
From the Regulators

Court rejects latest bid to derail OSC case against Edward Gong

March 8, 2024 James Langton
Judge looks at papers
From the Regulators

U.S. DOJ plans to pay whistleblower awards

March 8, 2024 James Langton
Businessman Blowing Whistle Isolated on White Background
Research and Markets

After a weak 2023, capital markets poised to revive

March 7, 2024 James Langton
World graph
Research and Markets

Global debt growth poses looming challenge: OECD

March 7, 2024 James Langton
Heavy weight