James Langton

From the Regulators

CIRO alleges dealer filed RESP grants inadequately for 20 years

August 19, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Alberta fraudster gets four years in jail

August 16, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
Research and Markets

Economy sees securities outflows in June: StatCan

August 16, 2024 James Langton
Canadian flag and chart
From the Regulators

FCA fines PwC for failing to blow whistle

August 16, 2024 James Langton
gavel on a laptop
Research and Markets

Get set for more market volatility: Desjardins

August 15, 2024 James Langton
Businessman on slide
Research and Markets

Quantum threat could be Y2K 2.0: Moody’s

August 15, 2024 James Langton
Solar system
Research and Markets

M&A picks up in second quarter: Crosbie & Co.

August 15, 2024 James Langton
Inflation chart shows upward trend
From the Regulators

TD, RBC sanctioned by U.S. regulators

August 15, 2024 James Langton
rules and regulations
News

Advisor ran US$300 million Ponzi scheme: SEC

August 14, 2024 James Langton
Fraud allure
News

Court upholds FSRA enforcement policy

August 14, 2024 James Langton
Fair scale
News

FCA sanctions CFD firm for investor harm

August 14, 2024 James Langton
fake fact
News

ASX misled market, ASIC alleges in lawsuit

August 14, 2024 James Langton
Public statement