James Langton
From the Regulators
CIRO asks for industry comments on OEO dealers serving DIY clients
December 13, 2024
James Langton
From the Regulators
FCA aims to fill the advice gap for mid-market U.K. investors
December 12, 2024
James Langton
From the Regulators
Issuer sanctioned by OSC for misleading disclosure
December 12, 2024
James Langton
From the Regulators
Fired CEO’s bid to turn lemons into lemonade illegal: SEC
December 12, 2024
James Langton
From the Regulators
Nigerian scammers impersonating legit advisors: SEC
December 11, 2024
James Langton
News
Former TD employee in U.S. charged for money laundering
December 11, 2024
James Langton, The Canadian Press