James Langton

From the Regulators

SEC’s new enforcement chief resigns

March 16, 2026 James Langton
SEC
From the Regulators

FINRA reforms aim to ease burdens

March 16, 2026 James Langton
Old and new sign
From the Regulators

Ex-rep sentenced in fraud case

March 16, 2026 James Langton
Fraudster captured
From the Regulators

MX adopts new compliance remediation process

March 16, 2026 James Langton
Economic indicators
From the Regulators

Canada joins U.S., U.K. to disrupt crypto scams

March 16, 2026 James Langton
From the Regulators

Crypto class action settlement complete

March 9, 2026 James Langton
crypto currency regulation
From the Regulators

NYSE sanctioned over market outage

March 6, 2026 James Langton
Move to low-cost investing takes toll on U.S. asset-management firms
From the Regulators

Ex-CFO sentenced in crypto fraud

March 6, 2026 James Langton
businessman behind bars
From the Regulators

Canaccord failed to flag suspicious trading: U.S. regs

March 6, 2026 James Langton
calendar court
From the Regulators

Private equity exec pleads guilty in pre-IPO fraud

March 6, 2026 James Langton
Fraud
Research and Markets

Big banks’ blockchain test a mixed bag

March 5, 2026 James Langton
man standing with his hands on his hips
From the Regulators

Ex-advisor convicted of ripping off NBA players

March 5, 2026 James Langton
stealing money