Catherine Harris
Dealers’ Report Card
Dealers place greater emphasis on succession: Includes chart
May 30, 2008
Catherine Harris
Brokerage Report Card
Firms increase emphasis on research desks: Includes chart
April 24, 2008
Catherine Harris
Brokerage Report Card
Complying with regulation is burdensome but necessary: Includes chart
April 30, 2007
Catherine Harris
Insurance Advisors’ Report Card
Advisors give mediocre marks for training: Includes chart
August 3, 2005
Catherine Harris
Report Card on Banks & CUs
Ongoing training is mostly online — and scores low: Includes chart
June 24, 2005
Catherine Harris