2015 Regulators’ Report Card
Compliance officers and senior executives share their thoughts about the regulators that oversee their businesses. From the April 2015 issue of Investment Executive newspaper.
2015 Regulators’ Report Card: Key findings
Pablo Fuchs, senior editor with Investment Executive, and Fiona Collie, staff writer, outline the key findings of the 2015 Regulators’ Report Card. Overall evaluations of Canada’s main regulators has remained largely unchanged this year. The exception was the Ontario Securities Commission (OSC), whose ratings declined dramatically year-over-year.
