Regulation

IIAC resists federal data protection proposals

August 6, 2019 James Langton

IIROC provides guidance on new client ID requirements

August 6, 2019 James Langton

IFIC asks for end to GST/HST on mutual funds in RRSPs

August 1, 2019 IE Staff

Another former rep banned for falsified line of credit application

July 30, 2019 IE Staff

IFIC voices support for CSA’s systems renewal program

July 29, 2019 IE Staff

IIAC comments on IIROC’s proposed disciplinary tools

July 29, 2019 IE Staff

IIROC fines, suspends rep for trading misconduct

July 25, 2019 IE Staff

Former rep permanently banned for ‘deceitful’ conduct

July 25, 2019 IE Staff

Cryptoasset firm settles with OSC

July 25, 2019 IE Staff

Facebook settles allegations it misled investors

July 24, 2019 IE Staff, The Associated Press

Alberta man previously banned by ASC gets jail time

July 24, 2019 IE Staff

Former rep who inherited client’s Air Miles permanently banned

July 24, 2019 IE Staff