Regulation

SEC, AMF seek restitution for ICO investors

November 8, 2019 James Langton

Record settlement in CFTC spoofing case

November 7, 2019 James Langton
Industry

FAIR Canada adds to board

November 7, 2019 James Langton
Markets

Nasdaq sharpens market surveillance

November 7, 2019 James Langton

Ontario to review Securities Act for first time in 16 years

November 6, 2019 Rudy Mezzetta

U.S. firms to pay back overcharged clients, FINRA says

November 6, 2019 James Langton

Enforcement action, sanctions surge in 2019, SEC reports

November 6, 2019 James Langton

SEC seeks to toughen proxy rules

November 5, 2019 James Langton
Markets

Bitcoin usage up, Bank of Canada finds

November 5, 2019 James Langton

ESMA consults on commodity derivatives reforms

November 5, 2019 James Langton

SEC could allow testimonials, endorsements in advisor advertising

November 5, 2019 James Langton

IIROC settles trading violation case with RBC, Scotia and TD

November 4, 2019 James Langton