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Regulation
Regulation
CSA extends filing, comment deadlines
March 19, 2020
James Langton
FINRA proposes trade reporting fee
March 18, 2020
James Langton
Conviction stands, but no jail for former rep
March 18, 2020
James Langton
CFTC expands Covid-19 relief
March 18, 2020
James Langton
European regulators expand short bans
March 18, 2020
James Langton
NASAA slams SEC proposal to expand exempt markets
March 17, 2020
James Langton
CFTC provides relief to enable social distancing
March 17, 2020
James Langton
Europe curbs short selling
March 17, 2020
James Langton
OSC takes action to address outbreak
March 16, 2020
James Langton
BIS staffer tests positive for Covid-19
March 16, 2020
James Langton
Scammers still working amid market turmoil
March 16, 2020
James Langton
CSA girds for financial reporting disruptions
March 16, 2020
James Langton
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