Regulation

UK regulator fines Aviva Investors $34.2 million over fee failings

February 24, 2015 James Langton

OSC advisory committee members agree to term extensions

February 23, 2015 James Langton

CSA finds fault with medical marijuana disclosure

February 23, 2015 James Langton

UK introduces new accountability regime for financial firms

February 23, 2015 James Langton

FSB approach may make bank conduct risks more predictable: Fitch

February 20, 2015 James Langton

MFDA plans proficiency standards for ETFs

February 20, 2015 James Langton

OSC adopts family and friends exemption

February 19, 2015 James Langton

Exemption reforms strengthen investor protection: CSA

February 19, 2015 James Langton

CSA levied more than $58M in fines and penalties in 2014

February 19, 2015 James Langton

FCA to investigate competition in investment banking

February 19, 2015 James Langton

FCA warns investment managers over insider trading controls

February 18, 2015 James Langton

OSC permanently bans fund manager

February 13, 2015 James Langton