Regulation

BCSC alleges breach of settlement

June 12, 2015 James Langton

SEC seeks feedback on exchange-traded products

June 12, 2015 James Langton

Markets that impose speed bumps shouldn’t be protected under OPR, CSA recommends

June 12, 2015

FCA limits retail distribution of regulatory capital instruments

June 12, 2015 James Langton

Chile to host 2016 International Conference of Banking Supervisors

June 12, 2015 James Langton

Action needed on commissions, CSA report finds

June 11, 2015 James Langton

U.K. report sets out 21 recommendations to restore trust in markets

June 10, 2015 James Langton

FINRA launches game to fight investment fraud

June 10, 2015 James Langton

European regulators launch new consultations on draft OTC derivatives rules

June 10, 2015 James Langton

OSC panel issues lifetime ban, $2 million in sanctions

June 9, 2015 James Langton

Canadian trader to pay US$1 million for short selling violations

June 9, 2015 James Langton

OSC’s proposed whistleblower program could use tweaking

June 9, 2015 James Langton