Regulation

OSC’s CRR branch dealing with slew of regulatory reforms

September 21, 2015 James Langton

Canadian lawyer settles U.S. charges in microcap scheme

September 18, 2015 James Langton

Regulators approve changes to trading rules

September 18, 2015 James Langton

CFTC defines Bitcoin as a commodity

September 18, 2015 James Langton

FINRA moves to help firms better protect seniors

September 17, 2015 James Langton

Mystery shop highlights investor difficulties with advisors

September 17, 2015 James Langton

CSA seeks comments on enhancing fixed-income transparency

September 17, 2015 James Langton

FINRA releases guidance on liquidity risk management practices

September 16, 2015 James Langton

IOSCO identifies best practices for investment risk education

September 15, 2015 James Langton

FCA should rate firms’ behaviour, says consumer panel

September 15, 2015 James Langton

Global banks in compliance with Basel III minimum capital standards: report

September 15, 2015 James Langton

Ukrainian traders to pay US$30M to settle newswire hacking case

September 14, 2015 James Langton