Regulation

Ontario regulators should be merged: report

November 5, 2015 James Langton

Deutsche Bank to pay US$258 million for violating U.S. sanctions

November 4, 2015 The Associated Press

Advisor fined, prohibited from “securities-related business” for three years

November 4, 2015 Tessie Sanci

Ontario appeal court refuses to hear Alboini penalty appeal

November 4, 2015 James Langton

Cyber extortion attempts against financial firms are on the rise

November 4, 2015 James Langton

Client’s personality plays a role in investment process

November 3, 2015 Fiona Collie

FSB updates list of banks “too big to fail”

November 3, 2015 James Langton

MFDA IPC pays out $7 million in WHS claims

November 3, 2015 James Langton

ASC proposes changes to fee schedule

November 2, 2015 James Langton

Directors suggest ways to improve OSFI’s effectiveness

November 2, 2015 James Langton

PIABA sounds alarm over merging arbitration arm back into FINRA

November 2, 2015 James Langton

FINRA chief to retire next year

October 30, 2015 James Langton