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Regulation
Wall Street firms reach settlement on dark pool violations
February 1, 2016
James Langton
U.S. DOL fiduciary rule at OMB
January 29, 2016
James Langton
MFDA fines firm $4 million for selling fraudulent product
January 29, 2016
James Langton
Toronto hedge fund manager settles with SEC
January 29, 2016
James Langton
BoC raises target for daily settlement balances
January 29, 2016
James Langton
ESMA consults on abusive trading guidelines
January 28, 2016
James Langton
Regulators issue updates on exempt market
January 28, 2016
James Langton
European regulators air cross-selling concerns
January 27, 2016
James Langton
OSC bans convicted fraudster Paul DiNardo
January 26, 2016
James Langton
Crowdfunding regime takes effect
January 25, 2016
James Langton
Provincial, territorial securities regulators implement derivatives reporting rules
January 22, 2016
James Langton
OSFI proposes new guideline on bank disclosure
January 22, 2016
James Langton
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