Regulation

OSFI issues margin requirements for non-centrally cleared derivatives trades

February 29, 2016 James Langton

FINRA approves enhanced price disclosure to retail investors in fixed-income securities

February 26, 2016 James Langton

More work to be done on interest rate benchmarks: IOSCO

February 26, 2016 James Langton

CSA announces fundamental changes to take-over bid regime

February 25, 2016 James Langton

U.K. regulator tells banks to open up payment system to competition

February 25, 2016 James Langton

MFDA, IFIC help inform investors about pre-sale disclosure

February 25, 2016 James Langton

CFTC files fraud charges in binary options trading case

February 24, 2016 James Langton

CSA seeks comment on proposed mandatory CCP for OTC derivatives

February 24, 2016 James Langton

U.K. firms make changes to reduce the risk of mis-selling: report

February 24, 2016 James Langton

Securities penalties more than doubled in 2015: CSA

February 23, 2016 James Langton

Trust in an advisor may keep investors from due diligence: study

February 22, 2016 James Langton

U.K. regulator encourages financial firms to do more to support aging population

February 22, 2016 James Langton