Regulation

Morgan Stanley failed to safeguard customer data, SEC finds

June 8, 2016 James Langton

IOSCO publishes guidance on using non-GAAP accounting measures

June 7, 2016 James Langton

OSC charges man with fraud

June 7, 2016 James Langton

FCAA warns of fraudsters targeting Canadians for identity theft

June 6, 2016 James Langton
Firms increasingly adopting electronic data feeds to track insurance policies

FSB issues guidance on resolution plans for important insurers

June 6, 2016 James Langton

U.S., European regulators to enhance oversight of central counterparties

June 6, 2016 James Langton

BoC issues guidance on market infrastructure risks

June 3, 2016 James Langton

Appeal court dismisses advisor’s appeal in case involving Sun Life

June 3, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

Appeal could mean significant changes for securities enforcement

June 3, 2016 Patricia Chisholm

Fed to unveil stress test results later this month

June 3, 2016 James Langton

Regulators approve briefer quiet periods

June 2, 2016 James Langton

SEC appoints cybersecurity senior advisor

June 2, 2016 James Langton