Regulation

Emerging market regulators seek to strengthen corporate governance

October 3, 2016

CSA issues guidance on new exempt-distribution reports

September 29, 2016 James Langton

AMF officials to head major IOSCO committees

September 29, 2016 James Langton
AMF officials to head major IOSCO committees

Jane Norberg named chief of SEC Whistleblower Office

September 29, 2016 James Langton

ESMA consults on future rules for financial benchmarks

September 29, 2016 James Langton

SEC proposes shorter settlement cycle to reduce risk

September 29, 2016 James Langton

B.C. judge gives former notary who stole more than $100 million six years in prison

September 28, 2016 Camille Bains

SEC fines UBS US$15 million for inadequate training

September 28, 2016 James Langton

Large issuers leading the way in gender diversity, CSA finds

September 28, 2016 James Langton
The wealthy can help empower women: UBS report

EBA publishes final guidelines on remuneration of sales staff

September 28, 2016 James Langton

SEC to host fintech innovation forum

September 28, 2016 James Langton

IIROC receives authority in PEI to enforce regulatory settlement

September 27, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager