Regulation

SEC must tread carefully with creation of fiduciary duty: Mary Jo White

November 2, 2016 James Langton
Trump carrying out a “behind-the-scenes” war on regulation: NBF report

IIROC signs new MOU with the CIDC

November 2, 2016
IIROC signs new MOU with the CIDC

OSC and Australian regulators sign fintech-related agreement

November 2, 2016 James Langton

U.S. financial authorities aim to combat the rising risk of cybercrime

November 1, 2016 James Langton

Head of AMF’s solvency division elected to global body’s executive council

November 1, 2016 James Langton

OSC seeks applications for fintech advisory committee

November 1, 2016 James Langton
Rise of fintech includes many future risks, FSB says

Ontario court dismisses appeal in insider trading case

October 31, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

Unsuitable investments top list of investor complaints to IIROC

October 31, 2016 Tessie Sanci

IIROC hearing panel fines former advisor $250,000 for various infractions

October 31, 2016 Tessie Sanci

ASC adopts crowdfunding rule

October 31, 2016 James Langton
ASC adopts crowdfunding rule

U.S. banking regulators announce details of cyber breach

October 31, 2016 James Langton

OSC dismisses application to review IIROC ruling

October 28, 2016 James Langton