Regulation

U.S. court to allow the IRS to unmask virtual currency exchange users

December 1, 2016 James Langton

EC adopts rules to strengthen regulation of commodities markets

December 1, 2016 James Langton

ESMA to provide free credit ratings information to public

December 1, 2016 James Langton

The NSSC has ceased trades on community development fund

November 29, 2016 James Langton

OSC appoints two new commissioners

November 29, 2016 James Langton

MFDA hearing panel sanctions former advisor almost $1 million

November 29, 2016 James Langton

FINRA sanctions brokerage firm for conflicts of interest

November 28, 2016

U.S. regulator draws attention to sales incentives

November 28, 2016 James Langton

AMF consults on regulation of real estate investments

November 28, 2016 James Langton

ASC orders former broker to pay more than $500,000 for violating securities laws

November 25, 2016 Tessie Sanci
ASC orders former broker to pay more than $500,000 for violating securities laws

IIROC to issue new mobile-friendly versions of its logo

November 24, 2016 James Langton

Regulators propose new rules to ensure all shareholders are treated fairly

November 24, 2016 James Langton