Regulation

Regulators flag major concerns with industry compensation practices

December 15, 2016 James Langton

No-contest settlement with BMO firms will see clients repaid $50 million

December 15, 2016 James Langton
No-contest settlement with BMO firms will see clients repaid $50 million

CSA proposes alternative funds be made available to retail investors — with safeguards

December 15, 2016 Dan Richards, Rebecca Cowdery
CSA proposes alternative funds be made available to retail investors — with safeguards

ESMA proposes rule changes to data trade repositories report

December 15, 2016 James Langton
Special Reports

CSA delays release of paper on reforms to mutual fund fees

December 15, 2016 James Langton

OSFI releases final new capital rules for mortgage insurers

December 15, 2016 James Langton
Canadians’ debt ratio dips but still near record high

IOSCO warns of impact of three new international accounting standards

December 15, 2016 James Langton

Australia regulator introduces first fintech licensing exemption

December 15, 2016 James Langton

FINTRAC in favour of global efforts to oversee money services businesses

December 14, 2016 James Langton

IPC to pay $100,000 as part of settlement with the MFDA

December 14, 2016 Tessie Sanci

U.K. regulator proposes changes to its financial services compensation fund

December 14, 2016 James Langton

OSC to consider no-contest settlement with BMO firms

December 13, 2016 James Langton