Regulation

CSA introduces two new sets of rules for the OTC derivatives market

January 19, 2017 James Langton

OBSI to consider new enforcement powers

January 19, 2017 James Langton
JRC to look at expanding OBSI’s powers

SEC reaches settlement with Toronto-based MDC Partners

January 18, 2017 James Langton

FINRA examining impact and risks of blockchain

January 18, 2017 James Langton

CSA roundtable to focus on hypothetical cybersecurity incidents

January 18, 2017 James Langton
New York boosts cybersecurity

MSC warns investors about investment seminar

January 17, 2017 James Langton

BlackRock settles charges with SEC for US$340,000

January 17, 2017 James Langton

IIROC to hold hearing on All Group Financial Services

January 16, 2017 James Langton

FSB policy proposals to benefit global asset managers

January 16, 2017 James Langton

IIROC extends comment period for guidance on OEO firms

January 16, 2017 James Langton
Canada’s robo-advisor market to see robust growth

MFDA seeking feedback on proposed new CE requirements

January 13, 2017 James Langton

Regulators cite concerns with issuers’ structuring of exempt-rights offerings

January 12, 2017 James Langton