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Regulation

Two former Barclays traders acquitted in LIBOR case

April 7, 2017 James Langton

OSC’s enforcement proceeding against MRS Sciences upheld by appeal court

April 6, 2017 James Langton

CSA recommends greater co-operation on cybersecurity

April 6, 2017 James Langton
New York boosts cybersecurity

IIROC to prohibit advisors from serving as POAs, trustees or executors

April 6, 2017 James Langton

CSA aiming to reduce regulatory burden on issuers

April 6, 2017 James Langton

Sentry to pay $1.5 milllion in settlement with OSC

April 5, 2017 James Langton

IE’s Regulatory Reporter: April 2017

April 5, 2017 Patricia Chisholm
IE’s Regulatory Reporter: April 2017

ESMA clarifies market structure issues under MiFID II

April 5, 2017 James Langton

OSHA orders largest whistleblower award against Wells Fargo

April 5, 2017 James Langton

U.S. DOL delays implementation of fiduciary rule

April 5, 2017 James Langton
Trump carrying out a “behind-the-scenes” war on regulation: NBF report

IIROC fines advisor $70,000 for unsuitable investment recommendations

April 4, 2017 Beatrice Paez

CSA introduces proposed rules for OTC derivatives markets

April 4, 2017 James Langton
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