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Regulation
Regulation
N.B. delegates dealer registration to IIROC
May 1, 2015
James Langton
SSG report warns of risks connected to algorithmic trading
April 30, 2015
James Langton
CSA provides guidance to proxy advisory firms
April 30, 2015
James Langton
SEC considers new rules for cross-border security-based swaps
April 30, 2015
James Langton
IIROC extends unwinding of existing trustee, executorship and POA arrangements
April 29, 2015
James Langton
Primerica case against FSCO to proceed
April 29, 2015
James Langton
Emerging market regulators aim for deeper and more resilient capital markets
April 29, 2015
James Langton
SEC announces award to whistleblower in first retaliation case
April 29, 2015
James Langton
IT manager banned over tipping case
April 28, 2015
James Langton
Illegal distribution results in five-year ban
April 28, 2015
James Langton
IIROC sets out priorities
April 28, 2015
James Langton
Ex branch manager to get new IIROC hearing
April 27, 2015
James Langton
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