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  1. Home
  2. Regulation

Regulation

CFTC defines Bitcoin as a commodity

September 18, 2015 James Langton

FINRA moves to help firms better protect seniors

September 17, 2015 James Langton

Mystery shop highlights investor difficulties with advisors

September 17, 2015 James Langton

CSA seeks comments on enhancing fixed-income transparency

September 17, 2015 James Langton

FINRA releases guidance on liquidity risk management practices

September 16, 2015 James Langton

IOSCO identifies best practices for investment risk education

September 15, 2015 James Langton

FCA should rate firms’ behaviour, says consumer panel

September 15, 2015 James Langton

Global banks in compliance with Basel III minimum capital standards: report

September 15, 2015 James Langton

Ukrainian traders to pay US$30M to settle newswire hacking case

September 14, 2015 James Langton

MFDA publishes CRM2 implementation guide

September 14, 2015 James Langton

OSC denies registration for Pro-Financial founder

September 14, 2015 James Langton

European regulators raise market risk indicator to highest level

September 14, 2015 James Langton
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