Regulation

IIROC drops proposal for introducing brokers

February 11, 2016 James Langton

Compensation researchers stay mum on recommendations

February 11, 2016 James Langton

CI to pony up $156.1 million in compensation, plus make voluntary payment to the OSC

February 11, 2016 James Langton

OSFI takes temporary control of Maple Bank’s Canadian branch

February 10, 2016 James Langton

OSC seeks members for continuous disclosure advisory committee

February 10, 2016 James Langton

IAS reaches settlement with IIROC

February 10, 2016 James Langton

CSA commissioned analysis reiterates, expands conclusions of Cumming’s report

February 9, 2016 James Langton

U.K. fines former JPMorgan exec US$1.1M in “London Whale” case

February 9, 2016 James Langton

Phony angel investor gets jail time

February 8, 2016 James Langton

MFDA announces client research project

February 8, 2016 James Langton

OSC to hold settlement hearing with CI next week

February 5, 2016 James Langton

ASC sanctions two men for breaching securities laws

February 5, 2016 IE Staff