Regulation

Regulators mull better aligning the interests of clients and advisors

March 31, 2016 James Langton

CSA seeks comment on proposed proxy voting protocols

March 31, 2016 James Langton

OSFI seeks comment on draft LICAT guideline

March 31, 2016 James Langton
Advocis takes stand against new Saskatchewan tax on life insurance

Insurance regulators relying on MGAs to identify agent misconduct

March 31, 2016 Megan Harman

NASAA unveils training program to combat elder financial abuse

March 30, 2016

Ontario man sentenced to jail for securities violations

March 30, 2016 James Langton

IIROC and FSCO sign disciplinary information-sharing agreement

March 30, 2016 James Langton

Australian regulators concerned about industry culture

March 30, 2016 James Langton

Insurance regulators contemplate new disclosure requirements for seg funds

March 30, 2016 Megan Harman

BIS launches survey of FX and OTC derivatives markets

March 30, 2016 James Langton

Alberta NDP government rejects proposed national securities regulator

March 29, 2016 Ian Bickis
New Alberta law to give SROs greater powers

U.S. Fed taps McKinsey for payments task force

March 29, 2016 James Langton