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  1. Home
  2. Regulation

Regulation

MFDA provides guidance on cybersecurity

May 19, 2016 James Langton
New York boosts cybersecurity

OSC hearing to consider settlement

May 19, 2016 James Langton

Court upholds OSC ruling against fund managers

May 18, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

OSC issues 2016 risk assessment questionnaire

May 18, 2016 James Langton
Industry applauds Sousa’s regulatory proposals

SEC awards more than US$5M to whistleblower

May 17, 2016 James Langton

Trade reporting requirements proposed for U.S. Treasury market

May 17, 2016 James Langton

W.H. Stuart founders fined $8 million

May 16, 2016 James Langton

CCIR looks to close key gaps in regulation

May 16, 2016 Megan Harman
Advocis encouraging advisors, clients to oppose commissions ban

U.S. regulators invite comment on proposed rule to prohibit incentive-based pay

May 16, 2016 James Langton

Ukrainian hacker admits plotting to use stolen news releases

May 16, 2016 The Associated Press

U.S. crowdfunding regime takes effect

May 16, 2016 James Langton

MFDA updates CRM2 FAQ

May 13, 2016 Tessie Sanci
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