Regulation

Jane Norberg named chief of SEC Whistleblower Office

September 29, 2016 James Langton

ESMA consults on future rules for financial benchmarks

September 29, 2016 James Langton

SEC proposes shorter settlement cycle to reduce risk

September 29, 2016 James Langton

B.C. judge gives former notary who stole more than $100 million six years in prison

September 28, 2016 Camille Bains

SEC fines UBS US$15 million for inadequate training

September 28, 2016 James Langton

Large issuers leading the way in gender diversity, CSA finds

September 28, 2016 James Langton
The wealthy can help empower women: UBS report

EBA publishes final guidelines on remuneration of sales staff

September 28, 2016 James Langton

SEC to host fintech innovation forum

September 28, 2016 James Langton

IIROC receives authority in PEI to enforce regulatory settlement

September 27, 2016 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

OSC to launch fintech innovation hub

September 27, 2016 James Langton
Rise of fintech includes many future risks, FSB says

CSA puts focus on cybersecurity

September 27, 2016 James Langton
New York boosts cybersecurity

Final guidance introduced for tackling financial inclusion

September 27, 2016 James Langton