Regulation

SEC proposes easing IPO rules

February 19, 2019 James Langton
Markets

MX outlines compliance priorities

February 19, 2019 James Langton

IIROC allows full-service reps to tout firm’s discount brokerage

February 19, 2019 James Langton

European regulators renew ban on binary options

February 19, 2019 James Langton

B.C. court orders regulators to turn over documents to banned rep

February 15, 2019 James Langton

New bill will give greater penalty powers to ASIC

February 15, 2019 James Langton

Regulators reach agreement on cross-border enforcement

February 15, 2019 James Langton
global markets

Tech giants are a bigger threat than fintechs, FSB warns

February 14, 2019 James Langton

Court upholds former rep’s fraud conviction, hikes fine

February 14, 2019 James Langton

FINRA bolsters its cybersecurity guidance

February 13, 2019 James Langton

U.S. state AGs oppose “regulatory sandbox”

February 13, 2019 James Langton

FSB scanning for new threats

February 12, 2019 James Langton