Regulation

European regulators to study impact of regulatory sandboxes

August 4, 2017 James Langton
UBS unveils global fintech challenge

U.S. derivatives regulator names chairman

August 4, 2017 James Langton

Former mutual fund rep fined and banned permanently

August 3, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

Fed aims to reduce compliance burden on bank directors

August 3, 2017 James Langton

Real-time reporting by exchanges considered for T+2 transition

August 3, 2017 James Langton

U.S. regulators sanction PwC

August 3, 2017 James Langton

IIROC reaches settlement with three former All Group reps

August 3, 2017 James Langton

OCC seeks input on revisions to Volcker Rule

August 2, 2017 James Langton

SEC settles with Vancouver man for role in pump-and-dump scheme

August 2, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager

Australia targets binary options apps

August 1, 2017 James Langton

Brokerage firms in the U.S. to have simplified single filing portal

August 1, 2017 James Langton

Ontario court rejects appeal

August 1, 2017 James Langton