Regulation

SEC moves to combat cyber threats, protect retail investors

September 26, 2017 James Langton

Advisor exams uncover cybersecurity deficiencies: NASAA

September 25, 2017 James Langton
New threats present cybersecurity risks for financial services firms

OSC brings allegations of illegal insider trading to light

September 22, 2017 James Langton

CSA announces cybersecurity review

September 21, 2017 James Langton
New York boosts cybersecurity

European regulators launch working group for interest rate benchmark

September 21, 2017 James Langton

BCSC amends crowdfunding rules

September 21, 2017 James Langton

Emerging market regulators committed to strengthening sustainable finance and cybersecurity

September 21, 2017 James Langton

OSC report highlights corporate disclosure shortcomings

September 21, 2017 James Langton

B.C. regulators order life insurer, payday lenders to stop “deceptive” sales

September 21, 2017 The Canadian Press

OSC roundtable fails to produce fresh alternatives to embedded commissions

September 19, 2017 James Langton
OSC announces key details for embedded commissions roundtable

Canada’s proposed national securities regulator “significantly compromised”: report

September 19, 2017 The Canadian Press

ASC announces agenda and speakers for ASC Connect 2017

September 18, 2017 IE Staff, James Langton