Regulation

Steven Seagal under siege by SEC

February 27, 2020 James Langton

OSFI proposing revisions to insurers’ capital rules

February 26, 2020 James Langton
rules and regulations

NSSC sounds alarm

February 24, 2020 James Langton

IIROC aims to add retail investor expertise to its board

February 24, 2020 James Langton
Shot of two businesspeople working together on a laptop in an office

Wells Fargo to pay US$3 billion in fake account scandal

February 21, 2020 James Langton

Massachusetts adopts fiduciary standard

February 21, 2020 James Langton

BCSC orders money returned to fraud victims

February 21, 2020 James Langton
Business lawyer team. Working together of lawyer in the meeting.

FINRA examines the hidden costs of free trading

February 20, 2020 James Langton

LIBOR, innovation and shadow banking top FSB agenda

February 20, 2020 James Langton

DSC ban coming in mid-2022

February 20, 2020 James Langton

Bahamian court rejects OSC’s bid to enforce $20M sanction

February 19, 2020 Greg Dalgetty
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Risks abound for retail investors

February 19, 2020 James Langton