Regulation

FAQ explains OSC tribunal procedures

October 30, 2018 James Langton

Report calls for further progress in the implementation of Basel III standards

October 26, 2018 James Langton

AMF proposes bail-in regime for Desjardins

October 26, 2018 James Langton

Court orders hearing to decide issue of Ian Thow penalty

October 24, 2018 James Langton

Court dismisses malicious prosecution lawsuit against AMF

October 23, 2018 James Langton

MFDA bans former Investia rep

October 23, 2018 James Langton
Research and Markets

SEC’s market data fee rulings credit negative for U.S. cash equities’ exchange operators

October 22, 2018 James Langton

OSC sanctions K2, executives for manipulative options trading

October 19, 2018 James Langton

SEC launches new strategic fintech hub

October 19, 2018 James Langton

CSA issues guidance regarding disruption of mail service

October 19, 2018 Anne-Marie Vettorel

Repeat offender sentenced to jail

October 19, 2018 James Langton
Industry

More clarity needed on client-focused reforms: IIAC

October 19, 2018 James Langton