Regulation

Securities regulators flag Affiliated Trade Group

December 19, 2018 James Langton
Industry

OBSI updates terms of reference

December 19, 2018 James Langton

Vancouver man facing more securities charges: BCSC

December 18, 2018 James Langton

OSC approves $30-million settlement with Katanga Mining for improper disclosure

December 18, 2018 Ian Bickis

IIROC schedules business continuity test for October

December 18, 2018 James Langton

CSA to study impact of trading fees, rebates

December 18, 2018 James Langton

Raymond James fined $125,000 for overcharging clients

December 17, 2018 James Langton
Industry

IIAC calls for greater transparency on market data fees

December 17, 2018 James Langton

OSC names new registrant advisory committee members

December 16, 2018 James Langton

David Cheop named CEO of the Manitoba Securities Commission

December 14, 2018 James Langton
Industry

IFIC offers alternative to the CSA’s proposed ban on DSC mutual funds

December 14, 2018 IE Staff

OSFI proposes reforms to large exposure risk management for banks

December 14, 2018 James Langton