Regulation

Hong Kong regulators hit underwriters with hefty fines

March 14, 2019 James Langton

CSA proposes rule to prevent manipulation of benchmarks

March 14, 2019 James Langton

CSA, IIROC propose framework to regulate cryptoasset trading

March 14, 2019 James Langton

FCA seeks to ease switching and boost competition

March 14, 2019 James Langton

U.S. firm settles allegations that it failed to detect rep’s role in a securities fraud

March 14, 2019 James Langton

Securities recidivist and former fugitive gets jail time

March 13, 2019 James Langton

Regulators set guidance for banks’ cryptoasset exposures

March 13, 2019 James Langton

Fed bans ex-Goldman bankers in Malaysian fund scandal

March 12, 2019 James Langton

Retail trading practices face regulators’ scrutiny

March 12, 2019 James Langton

U.K. regulators tackling financial sector risks from climate change

March 12, 2019 James Langton

ASIC scolds firms for slow reviews of systemic advice failures

March 12, 2019 James Langton

Auditor, regulator convicted of cheating oversight process

March 12, 2019 James Langton