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People

Jack Brennan elected chairman of FINRA

July 15, 2016 James Langton

Front Street names second new CEO this year

July 15, 2016 Tessie Sanci

IIAC names six inductees to its Investment Industry Hall of Fame

July 14, 2016 Tessie Sanci

ASC announces appointments

July 11, 2016 James Langton
New Alberta law to give SROs greater powers

New chief financial officer at TMX

June 27, 2016 Tessie Sanci

Cary List awarded with honorary degree from George Brown College

June 15, 2016 Tessie Sanci

Mike Donati takes over as president of Bluesun

June 14, 2016 Megan Harman
Firms increasingly adopting electronic data feeds to track insurance policies

OSC appoints Leslie Byberg executive director and CAO

June 14, 2016 James Langton

FINRA names new CEO

June 13, 2016 James Langton
Trump carrying out a “behind-the-scenes” war on regulation: NBF report

Former CIBC vice chairman joins Warburg Pincus

June 13, 2016 James Langton
ASC orders former broker to pay more than $500,000 for violating securities laws

Former iShares executive joins Nest Wealth

June 9, 2016 Tessie Sanci
Mandeville, Smart Money introduce WealthPort service

National Bank names new chief transformation officer

June 1, 2016 Tessie Sanci
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