Industry News

RBC Dominion Securities fined $350K for supervisory failings

July 27, 2021 IE Staff
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Investment fund charges should be included in fee summaries: report

July 26, 2021 Mark Burgess
client meeting

First-ever G-Corp lists on NEO Exchange

July 26, 2021 IE Staff

Richardson Wealth adds to tax and estate planning team

July 26, 2021 IE Staff
Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

Yellen outlines to Congress emergency measures on debt limit

July 23, 2021 Martin Crutsinger, The Associated Press
Products

TD issuing $1.75B in LRCNs

July 23, 2021 IE Staff

CFP exam pass rate was 67% in May

July 22, 2021 IE Staff
School exam student's taking educational admission test in class, thinking hard, writing answer in university classroom, education and world literacy day concept (School exam student's taking educational admission test in class, thinking hard, writing

Small business group launches petition to maintain government financial supports

July 22, 2021 IE staff, with files from Canadian Press
Man and woman sitting in cafeteria discussing finance for the month. Stressed couple looking at bills sitting in restaurant wearing uniform apron. Cafe staff sitting together looking at expenses and bills. (Man and woman sitting in cafeteria discussi

Advisor guilty of tax fraud sentenced to three years in jail

July 21, 2021 IE Staff

Great West U.S. subsidiary buying Prudential’s retirement biz

July 21, 2021 Tara Deschamps, The Canadian Press, The Canadian Press

Conquest Planning raises $7.5M to accelerate growth

July 21, 2021 IE Staff

Disability advocates say budget proposals alone won’t solve DTC access problems

July 20, 2021 Rudy Mezzetta