From the Regulators

News

IOSCO names new secretary general

November 8, 2024 James Langton
EQ Bank Insurance
News

Invesco settles SEC greenwashing charges

November 8, 2024 James Langton
Greenwashing ESG
News

Former TD employee indicted for distributing customer data on Telegram

November 8, 2024 The Canadian Press
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

CIRO taps Fitch Learning for new proficiency model

November 8, 2024 James Langton
new label
News

CSA flags AI washing, greenwashing disclosures

November 7, 2024 James Langton
Businessman examines statistics on a page
News

OBSI reform slated for second half of 2025

November 7, 2024 James Langton
Dispute at desk

ASIC consults on climate reporting guidance

November 7, 2024 James Langton
The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.

Case against Cormark was regulatory overreach: Tribunal

November 7, 2024 James Langton
Judge looks at papers

Fund rep sanctioned for allowing ‘stealth advising’

November 6, 2024 James Langton
Fraud

OSC reviews funds’ risk ratings, ETF regulation

November 6, 2024 James Langton
Magnifying glass on documents

Here’s the reasoning behind BoC’s last rate decision

November 5, 2024 Nojoud Al Mallees, Canadian Press

Failed U.S. bank’s investors to see some restitution

November 5, 2024 James Langton
Judge looks at papers